Global Control Copilot β Cross-Jurisdiction Policy Interpreter

πΉ Phase 1: Context Initialization
1
Parameter Extractor
Extract Request Context
Parses user-provided data and environmental metadata (e.g., user_region
, user_role
, submission_type
). Establishes contextual variables for downstream logic.
2
Knowledge Retrieval
Load Applicable Policy Set
Pulls the relevant policy corpus (e.g., MiCA, GDPR, SOX) based on the userβs region, department, and role. This is the source of truth for threshold checks and reasoning.
3
Variable Assigner
Assign Policy Thresholds
Converts raw policy values (e.g., max_disclosure_days
, reporting_limit
) into variables for downstream evaluation. Enables precise compliance enforcement logic.
πΉ Phase 2: Submission Intake & Preprocessing
4
Doc Extractor
Extract User Submission Fields
Parses uploaded or pasted documents to extract relevant fields for analysis (e.g., submitted_on
, disclosure_category
, risk_flags
).
5
Data Enrichment
Normalize User + Context Data
Normalizes units (e.g., dates, monetary values), maps job roles and region codes, and prepares a clean dataset for analysis.
πΉ Phase 3: Compliance Reasoning
6
LLM
Interpret Policy Constraints
Uses a large language model to interpret extracted fields in light of the policy document. Detects vague, contradictory, or missing input that could violate rules.
7
IF/ELSE
Is Submission Compliant?
Branches logic based on LLM output and structured thresholds. If the submission passes all policy rules, proceeds to approval. Otherwise triggers escalation.
πΉ Phase 4A: Approval Track (IF Branch)
8
LLM
Generate Approval Summary
Writes a natural language summary confirming that the submission meets compliance standards β with references to policy sections or thresholds.
9
HTTP Request
Submit to Compliance Tracker API
Sends structured output to an API endpoint or audit tool (e.g., Google Sheet, RegTech portal). Configured to retry on failure for reliability.
πΉ Phase 4B: Escalation Track (ELSE Branch)
8
Agent
Escalate to Compliance Analyst
Routes non-compliant or ambiguous cases to a human analyst with full context for review. May include notification, form handoff, or tagging.
9
LLM
Generate User Guidance & Exception Reason
Provides the user with clear feedback on why the submission failed, referencing the violated policy and suggesting next actions.
πΉ Phase 5: Session Closure & Audit
10
Save Point
Generate Compliance Session Summary
Generates a markdown or JSON summary of the session, including extracted data, evaluation results, reasoning chain, and outcome. Ideal for logging or exporting.
11
End
End Session
Concludes the workflow session and hands off the result to the UI or storage system.
Last updated
Was this helpful?