Global Control Copilot – Cross-Jurisdiction Policy Interpreter

This block sequence handles the post-decision logic for the Global Control Copilot. If the submission is compliant, the LLM generates an approval summary with policy references, followed by a structured API submission with retry logic. If not, the flow escalates to a human analyst and provides the user with real-time guidance on why the submission failed. Both paths conclude with a Save Point block that logs the session's decision logic and outcome for auditability.

πŸ”Ή Phase 1: Context Initialization

Step
Block Type
Custom Block Name
Description

1

Parameter Extractor

Extract Request Context

Parses user-provided data and environmental metadata (e.g., user_region, user_role, submission_type). Establishes contextual variables for downstream logic.

2

Knowledge Retrieval

Load Applicable Policy Set

Pulls the relevant policy corpus (e.g., MiCA, GDPR, SOX) based on the user’s region, department, and role. This is the source of truth for threshold checks and reasoning.

3

Variable Assigner

Assign Policy Thresholds

Converts raw policy values (e.g., max_disclosure_days, reporting_limit) into variables for downstream evaluation. Enables precise compliance enforcement logic.

πŸ”Ή Phase 2: Submission Intake & Preprocessing

Step
Block Type
Custom Block Name
Description

4

Doc Extractor

Extract User Submission Fields

Parses uploaded or pasted documents to extract relevant fields for analysis (e.g., submitted_on, disclosure_category, risk_flags).

5

Data Enrichment

Normalize User + Context Data

Normalizes units (e.g., dates, monetary values), maps job roles and region codes, and prepares a clean dataset for analysis.

πŸ”Ή Phase 3: Compliance Reasoning

Step
Block Type
Custom Block Name
Description

6

LLM

Interpret Policy Constraints

Uses a large language model to interpret extracted fields in light of the policy document. Detects vague, contradictory, or missing input that could violate rules.

7

IF/ELSE

Is Submission Compliant?

Branches logic based on LLM output and structured thresholds. If the submission passes all policy rules, proceeds to approval. Otherwise triggers escalation.

πŸ”Ή Phase 4A: Approval Track (IF Branch)

Step
Block Type
Custom Block Name
Description

8

LLM

Generate Approval Summary

Writes a natural language summary confirming that the submission meets compliance standards β€” with references to policy sections or thresholds.

9

HTTP Request

Submit to Compliance Tracker API

Sends structured output to an API endpoint or audit tool (e.g., Google Sheet, RegTech portal). Configured to retry on failure for reliability.

πŸ”Ή Phase 4B: Escalation Track (ELSE Branch)

Step
Block Type
Custom Block Name
Description

8

Agent

Escalate to Compliance Analyst

Routes non-compliant or ambiguous cases to a human analyst with full context for review. May include notification, form handoff, or tagging.

9

LLM

Generate User Guidance & Exception Reason

Provides the user with clear feedback on why the submission failed, referencing the violated policy and suggesting next actions.

πŸ”Ή Phase 5: Session Closure & Audit

Step
Block Type
Custom Block Name
Description

10

Save Point

Generate Compliance Session Summary

Generates a markdown or JSON summary of the session, including extracted data, evaluation results, reasoning chain, and outcome. Ideal for logging or exporting.

11

End

End Session

Concludes the workflow session and hands off the result to the UI or storage system.

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