# KYC/AML Review Copilot

The **KYC/AML Review Copilot** templates are designed to help regulated institutions automate and orchestrate the **Know Your Customer (KYC)** and **Anti-Money Laundering (AML)** review process. Built with enterprise compliance workflows in mind, this copilot coordinates human-in-the-loop approvals, document validation, and escalation logic — streamlining onboarding for counterparties, clients, and ecosystem partners.

<figure><img src="/files/mKj1yR2leJj5DlJhmMRk" alt=""><figcaption><p>Automates the identity screening process by integrating external AML API checks, conditional risk logic, LLM-powered escalation summaries, and human-in-the-loop compliance review. The flow begins with an API call to a sanctions screening service, followed by a decision block that determines whether to auto-approve or escalate. Escalated cases pass through a reasoning step and are handed off to a compliance officer for manual decisioning. All cases terminate in a unified decision block that outputs an audit-traceable status: Approved, Rejected, or Escalated.</p></figcaption></figure>

### 🔧 Template Use Cases

<table data-view="cards"><thead><tr><th></th><th></th></tr></thead><tbody><tr><td><strong>RWA Platforms &#x26; DeFi Infrastructure Providers</strong></td><td>Onboard institutional clients into tokenized asset ecosystems with regulatory-compliant identity flows</td></tr><tr><td><strong>Custodians &#x26; Broker-Dealers</strong></td><td>Manage identity-based onboarding and compliance checks with role-based approval flows</td></tr><tr><td><strong>Financial Services Firms</strong></td><td>Accelerate audit-compliant onboarding with automated document validation and internal logic gates</td></tr><tr><td><strong>Web3 Platforms with External KYC Partners</strong></td><td>Coordinate layered workflows and approvals involving third-party vendors (e.g., SumsUp, Sardine, Persona)</td></tr></tbody></table>

<details>

<summary>🚀 Coming Soon to GLIK Marketplace</summary>

This template will be available in the GLIK Marketplace as part of the **Compliance Automation Starter Pack**, and is installable into any GLIK Cloud workspace. Users will be able to:

* View and edit logic blocks via the visual workflow editor
* Customize escalation paths, approval thresholds, and document types
* Integrate with third-party compliance APIs

</details>

### 🧠 Key Features

* **OCR & ID Document Parsing**\
  Automatically extracts data from passports, IDs, and uploaded documents using GLIK's OCR Block.
* **Sanctions & Risk Screening Hooks**\
  Connect to third-party AML APIs (e.g., Chainalysis, Elliptic, WorldCheck) to retrieve flagged records.
* **Approval Chain Logic**\
  Multi-tiered decision logic for compliance officers, with thresholds based on risk categories and internal policies.
* **Escalation & Triage**\
  When edge cases or ambiguous statuses arise, the agent routes cases to senior reviewers and flags for additional documentation.
* **MCP-Compatible JSON Audit Trail**\
  All decisions, responses, and intermediate states are logged using GLIK’s memory system — ensuring portable compliance records.
* **Self-Serve Template Installation** *(Coming Soon)*\
  This template will be available via the GLIK Marketplace for one-click deployment into any GLIK workspace.

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### 🔒 Regulatory Alignment

* Designed for MiCA, FATF, and German BaFin KYC requirements
* Compatible with traditional AML frameworks and emerging Web3 compliance flows
* Agent logic supports documentation triggers for internal audits and external regulators

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