KYC/AML Review Copilot

The KYC/AML Review Copilot templates are designed to help regulated institutions automate and orchestrate the Know Your Customer (KYC) and Anti-Money Laundering (AML) review process. Built with enterprise compliance workflows in mind, this copilot coordinates human-in-the-loop approvals, document validation, and escalation logic — streamlining onboarding for counterparties, clients, and ecosystem partners.

Automates the identity screening process by integrating external AML API checks, conditional risk logic, LLM-powered escalation summaries, and human-in-the-loop compliance review. The flow begins with an API call to a sanctions screening service, followed by a decision block that determines whether to auto-approve or escalate. Escalated cases pass through a reasoning step and are handed off to a compliance officer for manual decisioning. All cases terminate in a unified decision block that outputs an audit-traceable status: Approved, Rejected, or Escalated.

🔧 Template Use Cases

RWA Platforms & DeFi Infrastructure Providers

Onboard institutional clients into tokenized asset ecosystems with regulatory-compliant identity flows

Custodians & Broker-Dealers

Manage identity-based onboarding and compliance checks with role-based approval flows

Financial Services Firms

Accelerate audit-compliant onboarding with automated document validation and internal logic gates

Web3 Platforms with External KYC Partners

Coordinate layered workflows and approvals involving third-party vendors (e.g., SumsUp, Sardine, Persona)

🚀 Coming Soon to GLIK Marketplace

This template will be available in the GLIK Marketplace as part of the Compliance Automation Starter Pack, and is installable into any GLIK Cloud workspace. Users will be able to:

• View and edit logic blocks via the visual workflow editor

• Customize escalation paths, approval thresholds, and document types

• Integrate with third-party compliance APIs

🧠 Key Features

• OCR & ID Document Parsing Automatically extracts data from passports, IDs, and uploaded documents using GLIK's OCR Block.

• Sanctions & Risk Screening Hooks Connect to third-party AML APIs (e.g., Chainalysis, Elliptic, WorldCheck) to retrieve flagged records.

• Approval Chain Logic Multi-tiered decision logic for compliance officers, with thresholds based on risk categories and internal policies.

• Escalation & Triage When edge cases or ambiguous statuses arise, the agent routes cases to senior reviewers and flags for additional documentation.

• MCP-Compatible JSON Audit Trail All decisions, responses, and intermediate states are logged using GLIK’s memory system — ensuring portable compliance records.

• Self-Serve Template Installation (Coming Soon) This template will be available via the GLIK Marketplace for one-click deployment into any GLIK workspace.

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🔒 Regulatory Alignment

• Designed for MiCA, FATF, and German BaFin KYC requirements

• Compatible with traditional AML frameworks and emerging Web3 compliance flows

• Agent logic supports documentation triggers for internal audits and external regulators

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