Compliance Copilot – MiCA Reporting

The Compliance Copilot – MiCA Reporting series of templates enables regulated financial entities, token issuers, and RWA platforms to orchestrate the internal workflows required to generate and manage MiCA-compliant reports.

Built for policy-aware, document-rich environments, this template allows institutions to assign roles, enforce reporting timelines, automate decision traceability, and store output in regulatory-ready formats.

This loop is the core engine of the Compliance Copilot – MiCA Reporting workflow, systematically processing each required disclosure section under EU MiCA regulation—such as risk controls, liquidity coverage, and asset details—through a modular validation sequence. It initializes a structured template for each section, dynamically retrieves relevant compliance thresholds, executes rule-based checks for missing data or violations, and uses an LLM to summarize the compliance quality in plain language. By repeating this logic for each section, the loop ensures consistent, auditable validation across the entire compliance package, enabling downstream aggregation, reporting, or human review.

Regulatory Context

The Markets in Crypto-Assets (MiCA) regulation enforces new obligations across the EU for:

  • Crypto-asset service providers (CASPs)

  • Issuers of asset-referenced tokens (ARTs) or e-money tokens

  • Entities offering custody, trading, or listing services

These obligations include maintaining structured records of compliance policies, attestations, financial disclosures, and risk procedures — often across departments.

This GLIK template turns those mandates into repeatable, auditable, and role-based workflows.


Features

Block/Component
Function

Input Start Node

Triggers a new MiCA reporting cycle (monthly, quarterly, or ad hoc)

Jurisdictional Branching Block

Routes workflows based on EU member-state-specific extensions or enforcement timelines

Form-Fill Memory Block

Stores collected info from finance, legal, ops, and compliance officers (e.g., disclosures, risk policies, issuance events)

Validation Checkpoint

Ensures completeness before submission (e.g., signature, control totals, asset coverage)

Escalation Logic

Flags overdue or non-compliant sections for director-level intervention

Submission Memory Block

Stores final MiCA package for audit, attestation, or filing via external API endpoint


Who This Is For

  • Crypto-asset service providers (CASPs) operating or expanding in the EU

  • RWA tokenization platforms launching under MiCA frameworks

  • Broker-dealers and fintechs offering custody or settlement services

  • Legal & compliance officers responsible for periodic reporting and disclosure compliance


Benefits

  • Automates MiCA-mandated document collection and validation

  • Enables cross-functional collaboration (legal, risk, ops) inside one unified flow

  • Captures immutable memory of every submission and attestation decision

  • Provides audit trail and compliance posture alignment for external regulators or internal counsel


🚀 Coming Soon to GLIK Marketplace

This series of templates will be available in the Compliance and Audit Automation section of the GLIK Marketplace. Partners and institutions will be able to:

  • Configure report triggers and deadlines (e.g., Q1 report, asset issuance event)

  • Add or modify forms, document types, and control checkpoints

  • Generate exportable audit-ready reports in .pdf, .json, or .md format

  • Link to compliance data sources or regulatory portals (future)

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