Block-by-Block Guide

This reference guide provides a detailed breakdown of each block used in the Compliance Copilot – MiCA Reporting template. The documentation is organized by workflow phase and presented in table format to help enterprise developers and solution engineers quickly understand the purpose, type, and role of each block.

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🔍 Phase 1: Trigger & Metadata Preparation

Block Name	Block Type	Description	Purpose
Start	System (default)	Kicks off the workflow	Initiates the application either via manual user click or incoming API call
Extract Submission Documents	Doc Extractor	Parses uploaded compliance documents to extract structured metadata	Converts unstructured files like PDFs into machine-readable inputs
Normalize Parameters	Parameter Extractor	Converts extracted values into a normalized format	Ensures naming conventions, formats, and keys are consistent for downstream blocks
Assign Jurisdiction Code	Variable Assigner	Maps raw jurisdiction names to internal codes	Standardizes identifiers for rule-based logic

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♻️ Phase 2: Disclosure Section Validator Loop

Block Name	Block Type	Description	Purpose
Section-by-Section Disclosure Review	Loop	Iterates through a list of report sections, applying validation logic to each	Enables reusable logic for each disclosure section (risk, liquidity, governance, etc.)
→ Generate Section Template	Template	Initializes a pre-filled template or format for the current section	Establishes a uniform structure for each disclosure type before evaluation begins
→ Load Compliance Thresholds	Knowledge Retrieval	Queries internal rulesets or knowledge documents to fetch policy thresholds	Dynamically loads what each section must comply with
→ Validate Thresholds and Fields	IF/ELSE	Compares user input or extracted values against the thresholds	Identifies missing fields or out-of-policy values
→ Evaluate Disclosure Quality	LLM	Uses a language model to check clarity, relevance, or completion	Adds a semantic quality check beyond simple rules
→ Summarize Compliance Quality	LLM	Generates a plain-language summary of section-level compliance	Useful for audit logs or human review

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📊 Phase 3: Report Aggregation & Assembly

Block Name	Block Type	Description	Purpose
Aggregate Sections	Variable Aggregator	Combines loop output from all sections	Merges each section’s validation result into a single package
Format Compliance Report	Template / LLM	Formats the full report for delivery	Outputs the final report in a structured file (.json, .csv, .pdf)

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✉️ Phase 4: Submission & Attestation

Block Name	Block Type	Description	Purpose
Final Review (Optional)	Agent	Sends results to a Compliance Officer agent or human reviewer	Allows manual sign-off if policy requires it
Compose Audit Log	Code / Template	Generates structured output with metadata (e.g., reviewer ID, status, timestamp)	Creates an immutable record of the decision process
Submit Report	HTTP Request	Routes the final report to an API endpoint or archive	Sends the MiCA-compliant package to an external system, regulator, or internal archive